European Parliament Library

Thailand :, Financial Sector Assessment Program: Detailed Assessment on the Implementation of the IOSCO Objectives and Principles of Securities Regulation

Abstract
This paper presents key findings of the detailed assessment on the implementation of the International Organization of Securities Commissions (IOSCO) objectives and principles of securities regulation for Thailand. The assessment recommends creating a formal coordination mechanism among governmental agencies with regulatory authority over capital markets. The Securities and Exchange Commission (SEC) should amend its code of conduct and provide that restrictions on securities investments by its staff also applies to spouses, minor children, and all other accounts over which an employee has the authority to make investment decisions
Table Of Contents
Cover; Contents; Glossary; Tables; 1. Detailed Assessment of Implementation of the International Organization of Securities Commissions (IOSCO) Principles; 2. Summary Implementation of the IOSCO Principles; 3. Recommended Action Plan to Improve Implementation of the OSCO Objectives and Principles of Securities Regulation
Language
eng
Literary Form
non fiction
Note
Description based upon print version of record
Physical Description
1 online resource (47 p.)
Specific Material Designation
remote
Form Of Item
online
Isbn
9781462329106

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