European Parliament Library

Kingdom of the Netherlands-Netherlands :, Publication of Financial Sector Assessment Program Documentation: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation

The Netherlands Authority for Financial Markets (AFM) has developed a robust supervisory framework, which exhibits high levels of implementation of the International Organization of Securities Commissions Principles. The AFM’s efforts are complemented by The NetherlandsCentral bank's (DNB) program of prudential supervision, which is reasonable and credible. Gaps in the legal framework for issuers, and on management of collective investment schemes, in the case of the DNB, have imposed limitations. Their ability to react in a swift manner to emerging risks in the financial sector is limited
Table Of Contents
Cover; Contents; Glossary; A; B; C; D; E; F; G; H; I; K; M; N; O; P; R; S; T; U; W; I. Executive Summary; II. Introduction; III. Information and Methodology Used for the Assessment; IV. Description of the Regulatory Structure; V. Market Structure; VI. General Preconditions for Effective Securities Regulation; VII. Main Findings; Tables; 1. Summary Implementation of the IOSCO Principles and Objectives of Securities Regulation; 2. Recommended Action Plan to Improve Implementation of the IOSCO Principles and Objectives of Securities Regulation
Literary Form
non fiction
Description based upon print version of record
Physical Description
1 online resource (100 p.)
Specific Material Designation
Form Of Item

Library Locations

  • EP Library Strasbourg

    7 Place Adrien Zeller, Allée du Printemps, Strasbourg, F-67070, FR
  • EP Library Brussels

    60 rue Wiertz, Brussels, B-1047, BE
  • EP Library Luxembourg

    Rue du Fort Thüngen, Luxembourg, L-1313, LU