European Parliament Library

Spain :, Financial Sector Assessment Program: Detailed Assessment of Implementation of the IOSCO Objectives and Principles of Securities Regulation

Abstract
This assessment focuses on the National Securities Market Commission (CNMV) but takes into account the activities of other institutions insofar as they oversee investment service providers, markets, and clearing and settlement systems, and thus affect implementation of the IOSCO Objectives and Principles of Securities Regulation. The assessment also reviews the efficiency of the arrangements by which such institutions interact and cooperate in the performance of their regulatory, supervisory, and enforcement functions, and also reflects the views of the mission team on the findings in their particular areas of emphasis
Table Of Contents
""Contents""; ""GLOSSARY""; ""I. IOSCO OBJECTIVES AND PRINCIPLES OF SECURITIES REGULATION""; ""A. General""; ""B. Information and Methodology Used for Assessment""; ""C. Institutional and Macroprudential Setting, Market Structure""; ""D. Description of Regulatory Structure and Practices""; ""E. General Preconditions for Effective Securities Regulation""; ""F. Principle-by-Principle Assessment""
Language
eng
Literary Form
non fiction
Note
Description based upon print version of record
Physical Description
1 online resource (74 p.)
Specific Material Designation
remote
Form Of Item
online
Isbn
9781280895371

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