European Parliament Library

Sweden :, Financial Sector Assessment Program Update: Detailed Assessment of Observance on IOSCO Principles and Objectives of Securities Regulation

Abstract
This paper provides an assessment of the level of implementation of the International Organization of Securities Commissions (IOSCO) Principles in Sweden’s securities market. The assessment has identified several significant weaknesses in the scope and effectiveness of securities market regulation. The Executive Board recommends licensing of insurance intermediaries under the Securities Market Act (SMA). The government should also reconsider its policy of attaching specific short-term project requirements to parliament’s annual budget allocation for Finansinspektionen (FI) initially and during the course of the financial year
Table Of Contents
Cover ; Contents; Glossary; A; C; D; E; F; G; I; M; N; O; R; S; U; Executive Summary; I. Introduction; II. Information and Methodology Used for the Assessment; III. Description of the Regulatory Structure; IV. Market Structure; A. Intermediaries; B. Collective Investment Schemes; Tables; 1. Share Ownership Structure of Swedish-Listed Companies as of December 2009; C. Markets; 2. Collective Investment Schemes; 3. Equity Trading on NASDAQ OMX, 2009; 4. Total Turnover of Standardized on-Exchange Contracts, January-October, 2010; V. General Preconditions for Effective Securities Regulation
Language
eng
Literary Form
non fiction
Note
Description based upon print version of record
Physical Description
1 online resource (84 p.)
Specific Material Designation
remote
Form Of Item
online
Isbn
9786613875723

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