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Canada :, Financial Sector Assessment Program: Detailed Assessment of the Level of Implementation of the IOSCO Principles and Objectives of Securities Regulation

The regulatory framework for the securities market of Canada exhibits high levels of implementation of the International Organization of Securities Commissions’ (IOSCO) Principles. The regulatory framework for most of the areas covered by securities regulation is robust. The general preconditions necessary for the effective regulation of securities markets appear to be in place in Canada. Nevertheless, there are gaps in the regulation and supervision of collective investment schemes (CIS), and enforcement is in need of further improvement, in terms of efficient use of resources
Table Of Contents
Cover; Contents; Glossary; Executive Summary; I. Introduction; II. Information and Methodology Used for the Assessment; III. Description of Regulatory Structure and Practices; IV. Market Structure; V. General Preconditions for Effective Securities Regulation; VI. Main Findings; Tables; 1. Summary Implementation of the International Organization of Securities Commission Principles-Detailed Assessments; 2. Detailed Assessment of Implementation of the International Organization of Securities Commission Principles
Literary Form
non fiction
Description based upon print version of record
Physical Description
1 online resource (52 p.)
Specific Material Designation
Form Of Item

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