European Parliament Library

Belgium :, Technical Note on Securities Markets Regulation and Supervision

Abstract
The Belgian securities market and financial services markets have remained subdued since the crisis, and significant changes have taken place in regulatory architecture in response. The execution requires both the resources and the same strong focus on driving key outcomes. Concerns also remain about the risk of regulatory arbitrage arising from differences in regulatory and supervisory approaches between the National Bank of Belgium (NBB) and the Financial Services and Markets Authority (FSMA). Efforts to solidify cooperation and integration of work between the NBB and the FSMA should continue along with investor education work
Table Of Contents
Cover; TABLES; 1. Detailed Policy Recommendations; CONTENTS; GLOSSARY; THE BELGIAN FINANCIAL SERVICES LANDSCAPE; ADDRESSING RECOMMENDATIONS IN THE 2006 FSAP; THE IMPACT OF CHANGES IN REGULATORY ARCHITECTURE; A. Background; BOXES; 1. The FSMA's Responsibilities; B. The FSMA's Structure and Staff; C. Policy Development; D. General Supervisory Approach; E. Conduct of Business Supervision; F. Prudential Supervision; 2. Prudential Supervision at the FSMA; G. Markets Supervision; H. Enforcement Activity; I. International Engagement; J. Cross-border Cooperation Arrangements
Language
eng
Literary Form
non fiction
Note
Description based upon print version of record
Physical Description
1 online resource (40 p.)
Specific Material Designation
remote
Form Of Item
online
Isbn
9781484376195

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